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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: TRUST INDENTURE ACT RULES 7A-15 THROUGH 7A-37

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Trust Indenture A... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 5.52 (MARKET-MAKER QUOTES) TO ADOPT TWO-SIDED QUOTE BID/ASK DIFFERENTIALS

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S SCHEDULE OF FEES AND INCENTIVES TO BRING IT INTO COMPLIANCE WITH NEW REG NMS RULE 610(D)

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Prop... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S SCHEDULE OF FEES AND REBATES TO BRING IT INTO COMPLIANCE WITH NEW REG NMS RULE 610(D)

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 10B5-1

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10b5-1. The... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX PEARL EQUITIES FEE SCHEDULE

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S SCHEDULE OF FEES AND REBATES TO BRING IT INTO COMPLIANCE WITH NEW REG NMS RULE 610(D)

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NOTICE OF AN APPLICATION OF THE CHICAGO MERCANTILE EXCHANGE INC. FOR AN EXEMPTION PURSUANT TO SECTION 36 OF THE SECURITIES EXCHANGE ACT OF 1934 AND REQUEST FOR COMMENT IN CONNECTION WITH THE OPENING PRICE SETTLEMENT REQUIREMENTS OF RULE 6H-1(B) UNDER THE SECURITIES EXCHANGE ACT OF 1934 FOR CERTAIN CASH-SETTLED SECURITY FUTURES

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Notice of an Application of the Chicago Mercantile Exchange Inc. for an Exemption Pursuant to Section 36 of the Se... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CME SECURITIES CLEARING INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE CME SECURITIES CLEARING INC. RULES AND INCORPORATE CME SECURITIES CLEARING INC. PROCEDURES INTO THE RULES

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing and Immediate Effectiveness of Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S FEE SCHEDULE CONCERNING EQUITIES TRANSACTION PRICING

WASHINGTON, Feb. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More